Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gregory Pfeiffelmann is a financial advisor with over 20 years of experience in the industry. James has a long history of working with clients in the Grand Rapids, Michigan area, most recently with Principal Securities, Inc. James provides a range of services including financial planning, pension consulting, and portfolio management for both individuals and businesses. James is also an active member of the community, and regularly volunteers his time to help others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MI
02/13/2024 - Present
Principal Securities, Inc. (Grand Rapids MI)
MI
11/14/2003 - 10/02/2009
NATCITY INVESTMENTS, INC. (GRAND RAPIDS MI)
MN
09/30/2003 - 04/13/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/30/2003 - 01/09/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/12/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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