Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gregory Gibbs is a registered investment advisor representative with Cetera Investment Advisers LLC in Ashland, KY. James has been in the securities industry since January 1999. James has a Series 7, 9, 31, 63, and 65 license. In addition to his role with Cetera Investment Advisers, James is also a partner in ZTB Enterprises LLC DBA Bluegrass Inn, a rental property company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
01/16/2024 - Present
Cetera Investment Advisers LLC (ASHLAND KY)
KY
01/06/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (ASHLAND KY)
KY
01/01/2008 - 01/27/2009
WACHOVIA SECURITIES, LLC (ASHLAND KY)
KY
05/19/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ASHLAND KY)
KY
01/29/1999 - 05/19/2006
MORGAN STANLEY DW INC. (ASHLAND KY)
IA
Issued 11/2/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/5/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/20/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 1/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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