Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gregory David is a financial advisor with Stratos Wealth Partners, Ltd. James has been in the financial services industry for over 20 years. James is registered with FINRA and the states of Florida, Georgia, Louisiana, Maryland, Missouri, North Carolina, South Carolina, and Texas. James has a series 7, series 9, series 10, and series 66. James provides investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
SC
06/13/2012 - Present
Stratos Wealth Partners, Ltd. (Lexington SC)
SC
01/01/2008 - 05/29/2012
WELLS FARGO ADVISORS, LLC (LEXINGTON SC)
SC
11/11/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LEXINGTON SC)
MO
01/31/2001 - 11/02/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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