Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Graybeal Houghton is a financial advisor with &partners located in NASHVILLE, TN. James Houghton has been working in the financial services industry since 1997. James Houghton has experience in various areas of financial services including portfolio management, financial planning, and securities trading. James Houghton is registered with FINRA and holds Series 3, 4, 7, 24, 52, 53, and 63 licenses, as well as the SIE designation. James Houghton specializes in providing financial services to corporations, limited liability companies, partnerships, trusts, estates, and high net worth individuals. James Houghton has worked for numerous financial institutions including KESTRA INVESTMENT SERVICES, LLC, HANCOCK INVESTMENT SERVICES, INC., LPL FINANCIAL LLC, and MATRIX PRIVATE EQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
08/30/2023 - Present
&partners (NASHVILLE TN)
OR
08/03/2016 - 08/03/2023
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
GA
09/28/2022 - 05/01/2023
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
NY
09/20/2022 - 10/13/2022
ACERVUS SECURITIES, INC. (NEW YORK NY)
VA
01/02/2019 - 01/20/2022
MARRIOTT SECURITIES, LLC (RICHMOND VA)
GA
05/10/2021 - 01/03/2022
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
VA
07/22/2014 - 02/13/2017
KSBD, LLC (GLEN ALLEN VA)
TX
02/25/2016 - 08/04/2016
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
LA
08/12/2015 - 03/02/2016
HANCOCK INVESTMENT SERVICES, INC. (NEW ORLEANS LA)
NC
11/25/2014 - 04/22/2015
CARY STREET PARTNERS (CHARLOTTE NC)
SC
06/18/2013 - 03/25/2014
LPL FINANCIAL LLC (FORT MILL SC)
VA
01/27/2011 - 02/01/2012
MATRIX PRIVATE EQUITIES, INC. (RICHMOND VA)
VA
02/05/1999 - 04/28/2009
FIRST CLEARING, LLC (GLEN ALLEN VA)
NC
05/18/1994 - 02/05/1999
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1999
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Houghton is the right advisor for you? Invested Better is here to help.
