Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Spencer has been in the financial industry since 1987. He is currently registered with Raymond James Financial Services Advisors, Inc. in Virginia Beach, Virginia. James has worked for various firms throughout his career, including P.J. Robb Variable Corporation, BB&T Investment Services, Inc., and BI Investments, LLC. He is a Chartered Financial Consultant and holds the Series 7, 6, 63, 65, 8, and 26 licenses. James Spencer specializes in working with individuals, corporations, pension plans, and charitable organizations. He provides a variety of financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
06/29/2018 - Present
Raymond James Financial Services Advisors, Inc. (VIRGINIA BEACH VA)
TN
10/22/2014 - 06/22/2018
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
VA
01/28/2009 - 09/15/2014
BB&T INVESTMENT SERVICES, INC. (NORFOLK VA)
VA
08/28/2008 - 12/31/2008
BB&T INVESTMENT SERVICES, INC. (NORFOLK VA)
VA
05/15/2006 - 04/15/2008
BI INVESTMENTS, LLC (VIRGINIA BEACH VA)
VA
09/15/2004 - 05/01/2006
SUNTRUST INVESTMENT SERVICES, INC. (CHESAPEAKE VA)
MN
01/30/2003 - 09/07/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
WI
09/03/1996 - 01/08/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
09/03/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
10/09/1987 - 07/31/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/09/1987 - 07/31/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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