Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gray Anderson is a financial advisor with over 20 years of experience in the industry. James has a strong track record of success and is committed to providing personalized financial advice to his clients. Currently, James is registered with &partners and previously worked at Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, UBS PaineWebber Inc., and J.C. Bradford & Co.. James has a comprehensive understanding of the financial markets and a proven ability to help clients achieve their financial goals. James holds the Series 3, 7, 9, 10, 31, 63, and 65 licenses and SIE designation. James Anderson is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
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2
TN
06/24/2020 - Present
&partners (NASHVILLE TN)
TN
09/04/2014 - 06/22/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BELL BUCKLE TN)
TN
06/01/2009 - 09/25/2014
MORGAN STANLEY (MURFREESBORO TN)
TN
02/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRANKLIN TN)
TN
03/06/2002 - 02/27/2009
WACHOVIA SECURITIES, LLC (MURFREESBORO TN)
NJ
08/14/2000 - 03/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/19/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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