Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Grant Varzal is a financial advisor with Cadaret, Grant & CO., Inc. James has been in the industry since July 17, 1987 and has a broad range of experience. James is registered with the Financial Industry Regulatory Authority (FINRA) and has held various registrations in several states. James currently holds Series 3, 7, and 63 licenses as well as the SIE. James has previously worked for firms such as Royal Alliance Associates, Inc. and Petersen Investments, Inc. James's areas of specialization include investment planning, financial planning, and retirement planning. James is dedicated to providing his clients with personalized financial advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
05/28/2019 - Present
Cadaret, Grant & CO., Inc. (Little Silver NJ)
NJ
02/23/2018 - 05/30/2019
ROYAL ALLIANCE ASSOCIATES, INC. (WALL NJ)
NJ
02/05/2014 - 02/27/2018
PETERSEN INVESTMENTS, INC. (LOCH ARBOUR NJ)
NJ
07/11/2008 - 02/18/2014
OPPENHEIMER & CO. INC. (PRINCETON NJ)
NJ
01/01/2008 - 07/17/2008
WACHOVIA SECURITIES, LLC (HILLSBOROUGH NJ)
NJ
05/18/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HILLSBOROUGH NJ)
NA
08/30/1988 - 09/13/1991
MONMOUTH INVESTMENTS, INC.
NA
11/25/1987 - 09/13/1988
J. T. MORAN & CO., INC.
NA
06/23/1987 - 10/30/1987
DOMESTIC ARBITRAGE GROUP, INC.
BC
Issued 10/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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