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James Grant Stehli

Foreside Funds Distributors LLC

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About James Grant Stehli

James Grant Stehli is a financial professional with over 30 years of experience in the industry. James currently works at Foreside Funds Distributors LLC, located in Boca Raton, Florida, and has been registered with them since June 2023. Prior to Foreside Funds Distributors LLC, James worked at Mizuho Securities USA LLC, CRT Capital Group LLC, A.K. Capital, LLC, UBS Securities LLC, PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated. James is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. James holds the Series 7, Series 24, and Series 63 licenses.

Firm Information

James Stehli is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Stehli’s Registration & Firm History

FL

06/22/2023 - Present

Foreside Funds Distributors LLC (BOCA RATON FL)

NY

04/24/2014 - 02/17/2023

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

02/01/2011 - 04/23/2014

CRT CAPITAL GROUP LLC (NEW YORK NY)

NY

02/26/2009 - 01/28/2011

A.K. CAPITAL, LLC (NEW YORK NY)

NY

12/01/2000 - 11/05/2007

UBS SECURITIES LLC (NEW YORK NY)

NJ

01/28/1995 - 12/01/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

08/04/1992 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

01/01/1991 - 04/08/1991

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Grant Stehli.
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