Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Grant Shumway is an Investment Advisor Representative at Soltis Investment Advisors, LLC. James Shumway is a registered Investment Advisor in Utah and has been in the industry since 1998. James Shumway holds a Series 6 and Series 63 license and is also a Certified Financial Planner. The firm's advisory services include financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. They provide financial planning and investment management services to individuals and families, as well as to businesses and retirement plans. They also offer a variety of other services, such as insurance planning and tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
UT
10/29/2010 - Present
Soltis Investment Advisors, LLC (ST. GEORGE UT)
UT
09/13/2011 - 03/30/2015
DALTON STRATEGIC INVESTMENT SERVICES INC. (AMERICAN FORK UT)
UT
08/16/2011 - 01/23/2013
ACAP FINANCIAL INC. (SALT LAKE CITY UT)
UT
11/15/2007 - 06/27/2011
INTERMOUNTAIN FINANCIAL SERVICES, INC. (AMERICAN FORK UT)
GA
05/16/2002 - 03/19/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
09/11/2000 - 05/15/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
CA
01/06/1997 - 02/23/1999
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MD
08/19/1996 - 12/31/1996
BANNER FINANCIAL SERVICES GROUP (ROCKVILLE MD)
MN
09/18/1996 - 12/20/1996
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
GA
01/09/1996 - 08/07/1996
WMA SECURITIES, INC. (DULUTH GA)
NA
11/08/1983 - 12/31/1988
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 11/14/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure James Shumway is the right advisor for you? Invested Better is here to help.
