Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Grant Mullin is a financial advisor registered with PFS Investments Inc. James has been in the industry since December 1988 and has held registrations with PFS Investments Inc. as well as First Long Island Securities Inc. James has a Series 6, Series 26 and Series 63 license. James is registered in Florida, New York, North Carolina and Texas. James specializes in providing financial advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
01/23/2006 - Present
PFS Investments Inc. (DELRAY BEACH FL)
FL
09/17/1993 - 12/31/2005
PFS INVESTMENTS INC. (DELRAY BEACH FL)
FL
02/20/1986 - 12/10/1990
FIRST LONG ISLAND SECURITIES INC. (LAKE MARY FL)
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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FINRA
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