Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gordon Vap is a financial advisor who has been in the industry since 2006. James is currently registered with William Blair in CHARLOTTE, NC, and is a Series 7, Series 24, Series 63, and Series 65 licensed professional. James was previously registered with BLACKARCH SECURITIES LLC, ALPHA OMEGA CAPITAL SECURITIES, LLC, TCP, LLC, CIT CAPITAL SECURITIES LLC, and EVP SECURITIES, LLC. James's specialties include portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/02/2017 - Present
William Blair (CHARLOTTE NC)
NC
01/03/2011 - 12/01/2017
BLACKARCH SECURITIES LLC (CHARLOTTE NC)
VA
07/07/2010 - 01/12/2011
ALPHA OMEGA CAPITAL SECURITIES, LLC (GLEN ALLEN VA)
NC
04/15/2010 - 04/28/2010
TCP, LLC (CHARLOTTE NC)
NC
01/04/2008 - 04/06/2010
CIT CAPITAL SECURITIES LLC (CHARLOTTE NC)
NC
02/20/2006 - 12/31/2007
EVP SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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