Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gordon Frew has over 38 years of experience in the financial services industry. James is currently registered as an Investment Advisor Representative with Western International Securities, Inc. where James is affiliated with the Woodland Hills and Pasadena branch offices. Before joining Western International Securities, Inc., James was affiliated with Financial West Group from November 1993 to August 2017. Prior to that, James was employed by Baraban Securities, Inc. from June 1985 to November 1993.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/08/2024 - Present
Western International Securities, Inc. (Woodland Hills CA)
CA
11/04/1993 - 08/21/2017
FINANCIAL WEST GROUP (Tarzana CA)
CA
06/19/1985 - 11/04/1993
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 03/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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