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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Glennon Simpson is a financial advisor with LPL Financial LLC in Carbondale, IL. James Simpson has over 39 years of experience in the financial services industry. James Simpson has a Series 7, Series 63 and SIE license. James Simpson also holds a state registration in Colorado, Florida, Illinois, Indiana, Kansas, Michigan, Missouri, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Washington and Wisconsin. James Simpson is a registered representative with LPL Financial LLC, which is a broker dealer and investment advisor with a focus on consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/21/2016 - Present
LPL Financial LLC (CARBONDALE IL)
IL
05/05/2010 - 12/22/2016
J.W. COLE FINANCIAL, INC. (CARBONDALE IL)
IL
11/26/1990 - 05/12/2010
WOODBURY FINANCIAL SERVICES, INC. (CARBONDALE IL)
NA
06/22/1983 - 11/09/1990
COZAD INVESTMENT SERVICES, INC.
BC
Issued 08/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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