Unclaimed
James Glenn Friemann is a financial professional with over 20 years of experience in the financial services industry. James is currently registered with Avantax Investment Services, Inc. and has previously been registered with several other firms including Cetera Financial Specialists LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/01/2024 - Present
Avantax Investment Services, Inc. (EL SEGUNDO CA)
CA
02/19/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
02/19/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
02/19/2016 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
02/19/2016 - 12/14/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
02/19/2016 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
KS
02/19/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CT
01/01/2004 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
10/25/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
FL
05/11/1999 - 12/07/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 05/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/11/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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