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James Glenn Friemann

Avantax Investment Services, Inc.

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About James Glenn Friemann

James Glenn Friemann is a financial professional with over 20 years of experience in the financial services industry. James is currently registered with Avantax Investment Services, Inc. and has previously been registered with several other firms including Cetera Financial Specialists LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC.

Firm Information

James Friemann is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Friemann’s Registration & Firm History

CA

07/01/2024 - Present

Avantax Investment Services, Inc. (EL SEGUNDO CA)

CA

02/19/2016 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

FL

02/19/2016 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

CA

02/19/2016 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

FL

02/19/2016 - 12/14/2016

LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)

MA

02/19/2016 - 11/09/2016

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

KS

02/19/2016 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

CT

01/01/2004 - 02/01/2010

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

IA

10/25/2002 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

FL

05/11/1999 - 12/07/2000

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 05/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 06/11/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 05/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Glenn Friemann.
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