Unclaimed
James Gleason Woods is a financial advisor who has been in the industry since 2005. James is currently registered with Corebridge Capital Services, Inc., and is licensed to sell securities in Texas. James has experience with Amherst Pierpont, Amherst Securities Group, L.P., and Invesco Distributors, Inc.. James holds Series 7, Series 24, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/06/2015 - Present
Corebridge Capital Services, Inc. (HOUSTON TX)
TX
10/14/2014 - 05/27/2015
AMHERST PIERPONT (HOUSTON TX)
TX
03/19/2013 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (HOUSTON TX)
TX
02/25/2004 - 06/14/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
09/12/2003 - 12/31/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 06/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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