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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Giovanni Novello is an active Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc.. James is also licensed as a Registered Representative in North Carolina. James has been working in the industry since 2020 and has licenses for Series 7TO, SIE, 63 and 65. James specializes in Portfolio Management for Individuals, Businesses and Pooled Investment Vehicles, as well as Financial Planning and Pension Consulting. Prior to joining Oppenheimer & Co. Inc., James worked at John Hancock Distributors LLC, John Hancock, TripAdvisor, Randstad Staffing and Club Downunder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
07/03/2024 - Present
Oppenheimer & Co. Inc. (ASHEVILLE NC)
MA
01/22/2022 - 11/14/2023
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IA
Issued 08/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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