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James Gilbreath Chandler

Pruco Securities, LLC

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About James Gilbreath Chandler

James Chandler is a financial advisor with Pruco Securities, LLC and has been in the industry for over 14 years. James is a registered representative and investment advisor representative in California. James is a member of FINRA. James has experience working with individuals, high-net-worth individuals, corporations, and trusts. James has a Series 66, Series 7 and SIE license.

Firm Information

James Chandler is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Chandler’s Registration & Firm History

CA

06/14/2023 - Present

Pruco Securities, LLC (SAN JOSE CA)

CA

09/02/2022 - 05/31/2023

ALLSTATE FINANCIAL SERVICES, LLC (DANVILLE CA)

CA

12/16/2020 - 08/05/2021

PFS INVESTMENTS INC. (SANTA CLARA CA)

CA

09/27/2018 - 12/31/2018

PFS INVESTMENTS INC. (SANTA CLARA CA)

CA

01/30/2014 - 09/29/2016

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

PA

05/31/2012 - 07/01/2013

LINCOLN INVESTMENT (FORT WASHINGTON PA)

CA

11/18/2009 - 09/30/2011

LIGHTHOUSE CAPITAL CORPORATION (ROSEVILLE CA)

CA

09/08/2009 - 11/03/2009

QUESTAR CAPITAL CORPORATION (ALVISO CA)

CA

04/12/2007 - 03/04/2009

AIG RETIREMENT ADVISORS, INC. (EMERYVILLE CA)

CA

12/13/2006 - 04/09/2007

ALLSTATE FINANCIAL SERVICES, LLC (SAN JOSE CA)

CA

11/30/2005 - 09/05/2006

PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)

MN

11/14/2001 - 11/30/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

11/14/2001 - 11/30/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/01/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Gilbreath Chandler.
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