Unclaimed
James Gilbert Nemecek is a financial advisor with over 25 years of experience in the industry. James currently works with Equitable Distributors, LLC and Equitable Advisors, LLC. James's areas of expertise include investments, insurance, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/26/2005 - Present
Equitable Distributors, LLC (CHARLOTTE NC)
NY
12/17/2004 - 03/03/2006
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
02/24/2004 - 11/30/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/31/2001 - 01/23/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
07/15/1996 - 08/08/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/15/1996 - 08/08/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 04/15/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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