linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Gifford Breck

Kestra Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Gifford Breck

James Gifford Breck is a financial advisor at Kestra Investment Services, LLC. James has been in the industry since 1988 and is registered with the state of Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Texas, Vermont, and Wisconsin. He holds the Series 6 and SIE licenses. James previously worked at Bridgman-Bourger Securities Corp., New England Securities, MML Investors Services, Inc., CIGNA Financial Advisors, Inc., Green Hill Financial Service Corporation, and Directed Services, Inc.

Firm Information

James Breck is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Breck’s Registration & Firm History

PA

06/30/2008 - Present

Kestra Investment Services, LLC (Warrington PA)

VT

04/07/1999 - 06/30/2008

BRIDGMAN-BOURGER SECURITIES CORP. (HINESBURG VT)

NY

10/15/1993 - 10/11/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

09/09/1994 - 10/27/1999

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

PA

12/09/1992 - 10/24/1997

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

NA

02/12/1991 - 12/06/1993

GREEN HILL FINANCIAL SERVICE CORPORATION

PA

12/15/1989 - 02/20/1991

DIRECTED SERVICES, INC. (WEST CHESTER PA)

CT

02/04/1988 - 11/08/1989

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

Not sure if James Gifford Breck is right for you?

Licenses & Designations

BC

Issued 12/04/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Gifford Breck.
Not sure if James Gifford Breck is right for you?