Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerrity is an Investment Advisor Representative with Morgan Stanley. James Gerrity has been in the securities industry since December 18, 1995. James Gerrity is registered with FINRA as a Registered Representative and in the state of Michigan as an Investment Advisor Representative. James Gerrity also holds the following securities licenses: Series 3, Series 4, Series 7, Series 8, Series 10, Series 24, Series 27, Series 63, Series 65, Series 99TO and SIE. James Gerrity is also registered in 38 states as an Investment Advisor Representative. In addition to their current role with Morgan Stanley, James Gerrity has held prior positions at CITIGROUP GLOBAL MARKETS INC., ABN AMRO FINANCIAL SERVICES, INC., ABN AMRO INVESTMENT SERVICES, INC., STANDARD BROKERAGE SERVICES, INC., and OLDE DISCOUNT CORPORATION. James Gerrity has experience in financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
03/19/2020 - Present
Morgan Stanley (Bloomfield Hills MI)
MI
09/11/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SOUTHFIELD MI)
IL
09/01/1998 - 08/29/2000
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
NA
08/10/1998 - 09/01/1998
ABN AMRO INVESTMENT SERVICES, INC.
NA
02/25/1997 - 08/19/1998
STANDARD BROKERAGE SERVICES, INC.
MI
12/07/1995 - 03/17/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 12/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/18/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/22/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Gerrity is the right advisor for you? Invested Better is here to help.
