Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Germain Kenefick is a financial advisor with Keybanc Capital Markets Inc., based in San Francisco, CA. James has been in the financial industry for over 20 years and has a strong background in securities and investments. James has passed the Series 7, Series 24, Series 63, and SIE exams. James is registered in California and has previously worked at firms such as SunTrust Robinson Humphrey, Inc., GE Capital Markets, Inc., Pacific Gemini Partners, LLC, Bear, Stearns & Co. Inc., and BT Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/14/2021 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
CA
04/05/2017 - 02/14/2020
SUNTRUST ROBINSON HUMPHREY, INC. (LOS ANGELES CA)
CA
03/28/2006 - 12/31/2012
GE CAPITAL MARKETS, INC. (LOS ANGELES CA)
CA
02/25/2004 - 01/24/2005
PACIFIC GEMINI PARTNERS, LLC (LOS ANGELES CA)
NY
10/17/1994 - 11/08/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
06/10/1993 - 10/27/1994
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 04/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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