Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames G. Williams is a financial advisor with Planmember Securities Corp. James Williams has been in the industry since August 1, 2000. James Williams has a Series 7 and 66 license as well as a SIE. James Williams has worked for multiple firms including The Investment Center, Inc., Invest Financial Corporation, Lincoln Financial Advisors Corporation, Spire Securities, LLC and Cambridge Investment Research, Inc. James Williams currently works for Planmember Securities Corp. in the Lancaster, PA and Carpinteria, CA branch locations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/12/2018 - Present
Planmember Securities Corp. (Lancaster PA)
PA
02/24/2014 - 06/11/2018
THE INVESTMENT CENTER, INC. (LANCASTER PA)
PA
03/19/2012 - 02/27/2014
INVEST FINANCIAL CORPORATION (LANCASTER PA)
PA
10/08/2008 - 03/19/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (LANCASTER PA)
VA
11/01/2007 - 10/02/2008
SPIRE SECURITIES, LLC (MCLEAN VA)
VA
01/28/2002 - 11/02/2007
CAMBRIDGE INVESTMENT RESEARCH, INC. (MCLEAN VA)
PA
06/06/2001 - 12/31/2001
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
06/30/2000 - 06/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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