Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wanek is a financial advisor at Principal Securities, Inc. James has over 20 years of experience in the financial services industry. James is a Series 6, 26, and 63 licensed representative and holds the SIE designation. James works with individual investors, corporations, and institutions. James specializes in retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/02/2017 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
04/01/2006 - 11/11/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (URBANDALE IA)
CA
05/11/2001 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NE
06/29/2000 - 04/23/2001
AMERITAS INVESTMENT CORP. (LINCOLN NE)
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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