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James Gerard Shamoun

Cantor Fitzgerald & Co.

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About James Gerard Shamoun

James Gerard Shamoun is a financial advisor with Cantor Fitzgerald & Co. James has been in the financial industry since 2016 and holds the Series 7, Series 63, and SIE licenses. James is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative in 33 states. James can assist with a variety of financial needs.

Firm Information

James Shamoun is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Shamoun’s Registration & Firm History

TN

04/26/2016 - Present

Cantor Fitzgerald & Co. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 01/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Gerard Shamoun.
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