Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerard Malsom is a financial advisor at Wells Fargo Clearing Services, LLC in Aberdeen, SD. James is an experienced professional with over 30 years in the financial services industry. James has held various roles at A. G. Edwards & Sons, INC. and Investment Centers of America, INC. before joining Wells Fargo Clearing Services, LLC. James holds several licenses and registrations including Series 3, 7, 9, 10, 63, and 66. James specializes in working with individuals, businesses, corporations, pensions and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (ABERDEEN SD)
SD
06/17/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ABERDEEN SD)
WI
10/14/1992 - 06/17/1994
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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