Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hageney is a registered investment advisor representative with MMA Securities LLC. James has been in the industry since 1994 and has experience with a variety of firms, including PURSHE KAPLAN STERLING INVESTMENTS, LPL FINANCIAL LLC, NRP FINANCIAL, INC., WALNUT STREET SECURITIES, INC., MML INVESTORS SERVICES, INC., and G. R. PHELPS & CO., INC. James is also a registered investment advisor representative with MMA Asset Management LLC. James specializes in Retirement Plan Participants, and provides wealth management and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MA
05/28/2019 - Present
MMA Securities LLC (Boston MA)
PA
11/20/2014 - 01/27/2020
PURSHE KAPLAN STERLING INVESTMENTS (Pittsburg PA)
PA
11/30/2010 - 11/17/2014
LPL FINANCIAL LLC (PLYMOUTH MEETING PA)
PA
03/30/2007 - 11/30/2010
NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)
PA
01/14/1997 - 04/20/2007
WALNUT STREET SECURITIES, INC. (BERWYN PA)
MA
03/01/1996 - 01/15/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/17/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 04/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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