Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Guidera is an investment advisor representative at Robert W. Baird & Co. Inc. James has been in the financial services industry since 2005. James has a wide range of experience in the financial industry, including previous roles at Franklin Distributors, LLC, Lord Abbett Distributor LLC, and Cerity Partners LLC. James has a comprehensive understanding of investment strategies, including portfolio management for businesses and individuals, and can help you build a customized investment plan that meets your individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MD
01/02/2024 - Present
Robert W. Baird & Co. Inc. (Baltimore MD)
MD
12/16/2014 - 10/06/2021
FRANKLIN DISTRIBUTORS, LLC (BALTIMORE MD)
NJ
08/24/2005 - 10/07/2014
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BC
Issued 02/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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