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James Gerard Gormley

Kingswood Capital Partners, LLC

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About James Gerard Gormley

James Gerard Gormley is a financial advisor registered with Kingswood Capital Partners, LLC in New York, NY. He is also registered with the Financial Industry Regulatory Authority (FINRA). James has over 30 years of experience in the financial services industry. He has previously worked with Benchmark Investments, LLC, Capitol Securities Management, Inc., Sterne, Agee & Leach, Inc., Anderson & Strudwick, Incorporated, Morgan Keegan & Company, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., and J.C. Bradford & Co. James is committed to providing his clients with personalized financial advice and guidance.

Firm Information

James Gormley is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gormley’s Registration & Firm History

NY

05/19/2023 - Present

Kingswood Capital Partners, LLC (New York NY)

NY

06/28/2019 - 05/19/2023

BENCHMARK INVESTMENTS, LLC (NEW YORK NY)

TN

08/28/2012 - 06/25/2019

CAPITOL SECURITIES MANAGEMENT, INC. (KNOXVILLE TN)

TN

12/09/2011 - 09/07/2012

STERNE, AGEE & LEACH, INC. (KNOXVILLE TN)

TN

10/24/2005 - 12/09/2011

ANDERSON & STRUDWICK, INCORPORATED (KNOXVILLE TN)

TN

06/04/2004 - 10/26/2005

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

KY

07/25/2000 - 06/15/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

TN

06/21/1996 - 08/02/2000

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

07/24/1992 - 07/03/1996

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Gerard Gormley.
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