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James Gerard Goetz

Churchill Financial, LLC

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About James Gerard Goetz

James Gerard Goetz is a financial advisor with Churchill Financial, LLC, located in Louisville, Kentucky. James has over 30 years of experience in the financial services industry and is a registered representative with FINRA and a Registered Investment Advisor. James holds the Series 7, 63, and 65 licenses as well as the SIE exam. James specializes in portfolio management for individuals and businesses. James has worked previously with D H Brush & Associates, Inc., Commonwealth Institutional Securities, Inc., Stifel, Nicolaus & Company, Incorporated, and Tower Investment Management, Inc.

Firm Information

James Goetz is currently registered with Churchill Financial, LLC. Churchill Financial, LLC is a Limited Liability Company, registered with the SEC and in 20 states, offering portfolio management for individuals and businesses. Formed in 1995, the firm manages approximately $281,569,253 in assets for 219 clients, primarily high-net-worth individuals and individuals other than high-net-worth. The firm has 7 investment adviser representatives and 5 adviser reps for other investment advisers.

$281.57M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Goetz’s Registration & Firm History

KY

12/14/2000 - Present

Churchill Financial, LLC (LOUISVILLE KY)

IL

08/29/1996 - 04/20/2001

D H BRUSH & ASSOCIATES, INC. (CHICAGO IL)

NA

11/09/1990 - 08/30/1994

COMMONWEALTH INSTITUTIONAL SECURITIES, INC.

MO

08/20/1987 - 11/09/1990

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

NA

04/29/1987 - 08/04/1987

TOWER INVESTMENT MANAGEMENT, INC.

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Licenses & Designations

IA

Issued 12/16/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Gerard Goetz.
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