Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerard Gerspach is a financial advisor with over 27 years of experience in the financial services industry. James has been with LPL Financial LLC since 2025, where he specializes in providing a variety of financial services to individual clients. He is also registered as a General Securities Representative and has held several leadership positions within the financial services industry. James is committed to providing clients with comprehensive financial advice and is committed to building long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/14/2025 - Present
LPL Financial LLC (GARDEN CITY NY)
NY
03/11/1996 - 08/08/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/25/1994 - 02/28/1996
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Gerspach is the right advisor for you? Invested Better is here to help.
