Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerard Foliano is a financial advisor who has been in the industry since 1997. James is currently registered with Fifth Third Securities, Inc. and is located in Cleveland, OH. James is licensed to provide investment advice in 52 states and has been with Fifth Third Securities, Inc. since 2015. Prior to joining Fifth Third Securities, Inc. James worked at a number of other financial institutions. James provides portfolio management for individuals and businesses as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
07/24/2015 - Present
Fifth Third Securities, Inc. (CLEVELAND OH)
OH
11/01/2013 - 07/27/2015
JANNEY MONTGOMERY SCOTT LLC (CLEVELAND OH)
OH
05/17/2011 - 10/30/2013
DAIWA CAPITAL MARKETS AMERICA INC. (BEACHWOOD OH)
OH
08/03/2009 - 05/12/2011
DUNCAN-WILLIAMS, INC. (CLEVELAND OH)
OH
09/01/2005 - 06/03/2009
JEFFERIES & COMPANY, INC. (CLEVELAND OH)
MN
06/04/2002 - 08/25/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
OH
04/07/1997 - 06/03/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 07/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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