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James Gerard Battistella

Allstate Financial Services, LLC

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About James Gerard Battistella

James Gerard Battistella is a financial professional with over 27 years of experience in the financial services industry. James is currently registered with Allstate Financial Services, LLC and is licensed to offer securities in several states, including New York, Florida, California, Georgia, North Carolina, and South Carolina. James has previously held positions with MetLife Securities Inc., Metropolitan Life Insurance Company, Franklin Financial Services Corporation, and Pruco Securities Corporation. James holds Series 6, Series 26, Series 63, and SIE licenses.

Firm Information

James Battistella is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Battistella’s Registration & Firm History

NY

01/16/2007 - Present

Allstate Financial Services, LLC (BATAVIA NY)

NY

08/02/2002 - 11/06/2006

METLIFE SECURITIES INC. (WILLIAMSVILLE NY)

NY

08/02/2002 - 11/06/2006

METROPOLITAN LIFE INSURANCE COMPANY (WILLIAMSVILLE NY)

TX

12/11/1998 - 08/09/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

NJ

08/31/1994 - 10/12/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Gerard Battistella. Review regulatory record here.
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