Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerald Valdez is a financial advisor with LPL Financial LLC. James has been working in the financial services industry since March 2001. James holds Series 63, 65, 7, and 24 licenses. James has been registered with LPL Financial LLC since March 2006. James also has previous experience with A. G. Edwards & Sons, Inc. and Citigroup Global Markets Inc. James is registered to provide investment advice in Arizona, California, Connecticut, Florida, Idaho, Iowa, Massachusetts, Nevada, New York, North Carolina, Ohio, Oklahoma, Oregon, Texas, Washington, and Wyoming. James provides financial advice to individuals, businesses, high net worth individuals, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/22/2014 - Present
LPL Financial LLC (BEND OR)
MO
04/03/2003 - 04/06/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
03/23/2001 - 04/17/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 04/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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