Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gerald Ladas is a financial advisor in Dallas, Texas. James Ladas has been in the financial industry for over 24 years and is currently a registered representative with Hilltop Securities Inc. James Ladas has a long history in the financial industry with previous roles at Barclays Capital Inc., Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. James Ladas specializes in investment management for individuals, financial planning, educational seminars, and the selection of other advisors. James Ladas is also registered in the District of Columbia, Maryland, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
06/28/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
DC
05/20/2020 - 06/28/2023
BARCLAYS CAPITAL INC. (Washington DC)
MD
05/26/2011 - 03/02/2020
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
MD
03/13/2009 - 05/24/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
MD
10/14/1998 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BALTIMORE MD)
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/10/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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