Unclaimed
James George Rauscher is a financial advisor associated with TIAA-CREF Individual & Institutional Services, LLC in Denver, CO. James Rauscher has 28 years of experience in the financial services industry. James George Rauscher is also registered in Colorado and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
09/24/2012 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
07/13/1994 - 09/12/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLETON CO)
BC
Issued 08/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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