Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Howell is a financial professional with over 5 years of experience in the industry. James is currently registered with Cantor Fitzgerald & Co. and has previously held positions with several firms including Mint Brokers, BGC Financial, LP, GFI Securities LLC, FMX Execution, LLC, and CF Secured, LLC. James holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/31/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
04/01/2022 - 04/16/2024
NEWMARK SECURITIES, LLC (NEW YORK NY)
NY
07/31/2018 - 09/19/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
07/31/2018 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
07/31/2018 - 09/17/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
07/31/2018 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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