Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames George Davis is a financial professional with over 25 years of experience in the financial services industry. James is currently registered with Equitable Advisors, LLC and has been with the firm since November 2020. Previously, James was a registered representative with VOYA FINANCIAL ADVISORS, INC. from January 2011 to November 2020. James holds multiple licenses including Series 63, 66, 7, 9, 10 and SIE. James provides financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors. James is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/05/2022 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
01/03/2011 - 11/12/2020
VOYA FINANCIAL ADVISORS, INC. (MELVILLE NY)
NY
06/01/2007 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (MELVILLE NY)
NY
08/06/1998 - 05/22/2007
TD AMERITRADE, INC. (MELVILLE NY)
FL
12/11/1997 - 05/28/1998
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/14/1997 - 12/11/1997
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NY
07/14/1997 - 07/17/1997
IAR SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 06/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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