Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Geeton Woo is a financial advisor who has been working in the industry since August 21, 1996. James is currently registered with Ameriprise Financial Services, LLC and has been with the firm since March 2020. James is also registered with the following states: Alaska, Arizona, California, Colorado, Delaware, Florida, Georgia, Indiana, Kansas, Louisiana, Maryland, Michigan, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Texas, Virginia and West Virginia. Prior to joining Ameriprise, James was employed with IDS LIFE INSURANCE COMPANY in Minneapolis, Minnesota. James holds Series 7, 63, and 65 licenses, as well as the SIE exam. James offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. James is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
09/06/1996 - Present
Ameriprise Financial Services, LLC (GLEN ALLEN VA)
MN
08/22/1996 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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