Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Oppenlander is a financial professional with over 40 years of experience in the industry. James is currently registered with Equity Services, Inc. and has a Series 7, 22, 24, 51, and 63 licenses. James has previously worked with Ameritas Investment Corp. and NYLIFE Securities Inc. James is a Chartered Financial Consultant and provides financial planning services to individuals, businesses, and charitable organizations. James also offers pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/04/2023 - Present
Equity Services, Inc. (COLUMBUS OH)
OH
08/09/2001 - 09/29/2014
AMERITAS INVESTMENT CORP. (WESTERVILLE OH)
NY
10/20/1987 - 08/22/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
04/18/1983 - 10/12/1987
JEFFERSON-PILOT INVESTOR SERVICES, INC.
BC
Issued 09/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/15/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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