Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gary Diffley is a financial advisor with Carter, Terry & Company, Inc., located in Atlanta, Georgia. James is a seasoned professional with over 40 years of experience in the financial services industry. He has held positions with various firms, including Wachovia Securities, LLC, Dean Witter Reynolds Inc., Alex. Brown & Sons Incorporated and J.C. Bradford & Co. James holds the Series 3, 7, 8, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
GA
07/07/2004 - Present
Carter, Terry & Company, Inc. (ATLANTA GA)
MO
09/10/1999 - 03/15/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/09/1991 - 09/21/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/24/1985 - 03/27/1991
ALEX. BROWN & SONS INCORPORATED
NA
04/19/1983 - 07/12/1985
J.C. BRADFORD & CO.
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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