Unclaimed
James Garrett Miller is a registered representative with Spire Securities, LLC, located in McLean, VA. James has been in the financial services industry since January 12, 2020. James is a Series 7, Series 63, and SIE licensed professional. James holds registrations in Virginia and has been registered with Spire Securities, LLC since July 3, 2024. Previously, James was affiliated with Morgan Stanley, Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
07/03/2024 - Present
Spire Securities, LLC (MCLEAN VA)
MD
04/11/2022 - 07/24/2023
MORGAN STANLEY (POTOMAC MD)
MD
09/04/2020 - 04/22/2022
GOLDMAN SACHS & CO. LLC (BETHESDA MD)
MD
03/01/2019 - 08/31/2020
CETERA ADVISOR NETWORKS LLC (BETHESDA MD)
DC
05/30/2018 - 06/27/2018
RAYMOND JAMES & ASSOCIATES, INC. (WASHINGTON DC)
BC
Issued 07/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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