Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Garnet Lenz is a financial advisor with over 16 years of experience in the industry. James has a broad range of experience, having worked at firms like Carey Financial, LLC and AXA Distributors, LLC before joining Foreside Fund Services, LLC in February 2022. James holds the Series 6, 7, and 63 licenses and the SIE exam. James is registered in 53 states and the District of Columbia and is currently serving clients through Foreside Fund Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/28/2022 - Present
Foreside Fund Services, LLC (El Segundo CA)
CA
05/08/2009 - 02/28/2022
GRIFFIN CAPITAL SECURITIES, LLC (EL SEGUNDO CA)
NY
08/14/2008 - 11/21/2008
CAREY FINANCIAL, LLC (NEW YORK NY)
NC
11/17/2005 - 05/05/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 01/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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