Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Garnet Jones is a financial professional with over 25 years of experience in the financial services industry. James is currently registered with Charles Schwab & Co., Inc. and is located in Greenville, South Carolina. James has a wide range of experience and holds licenses that allow them to provide a variety of financial services including financial planning, investment advisory services, and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
SC
01/24/2022 - Present
Charles Schwab & CO., Inc. (Greenville SC)
SC
06/17/2022 - 07/29/2024
TD AMERITRADE, INC. (Mt. Pleasant SC)
NY
09/16/2009 - 03/05/2014
SCOTTRADE, INC. (POUGHKEEPSIE NY)
NY
12/15/2008 - 09/10/2009
TD AMERITRADE, INC. (SCARSDALE NY)
NY
10/04/2006 - 12/05/2008
E*TRADE SECURITIES LLC (SCARSDALE NY)
NY
07/20/2004 - 09/26/2006
TD AMERITRADE, INC. (NEW YORK NY)
TX
06/19/1997 - 10/09/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/25/1995 - 06/06/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/05/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/27/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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