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James Garland Thompson

Lincoln Financial Distributors, Inc.

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About James Garland Thompson

James Garland Thompson has been in the financial services industry since May 5, 2002. James is currently registered with Lincoln Financial Distributors, Inc. and has been with the firm since May 1, 2024. James is also registered with the state of Florida, Indiana, Kentucky, Massachusetts and Texas. James has passed the General Securities Representative Examination, Securities Industry Essentials Examination, General Securities Principal Examination, and the Uniform Combined State Law Examination. James has experience with Lincoln Financial Advisors Corporation and MML Investors Services, Inc.

Firm Information

James Thompson is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Thompson’s Registration & Firm History

IN

05/01/2024 - Present

Lincoln Financial Distributors, Inc. (FORT WAYNE IN)

KY

09/28/2011 - 05/01/2024

LINCOLN FINANCIAL ADVISORS CORPORATION (COX'S CREEK KY)

IN

11/06/2009 - 03/12/2012

LINCOLN FINANCIAL DISTRIBUTORS, INC. (FORT WAYNE IN)

KY

04/04/2006 - 09/13/2011

LINCOLN FINANCIAL ADVISORS CORPORATION (LOUISVILLE KY)

IN

12/20/2001 - 01/20/2005

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

12/20/2001 - 01/20/2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

MA

11/14/2001 - 12/07/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MN

01/26/2001 - 10/30/2001

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BOTH

Issued 02/08/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Garland Thompson.
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