Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Garland Haynes is a financial advisor with over 20 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 7, 24, 63 and 66 securities licenses. James previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. James is licensed to provide investment advice in 26 states, including Florida, Texas, New York, California, and Virginia. James is an active member of the financial industry and serves as an Investment Advisor Representative for Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/31/2017 - Present
Wells Fargo Clearing Services, LLC (PONTE VEDRA BEACH FL)
FL
03/31/2005 - 04/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT AUGUSTINE FL)
MA
04/16/2001 - 09/09/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 12/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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