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James Garfield Carville

Capital Client Group, Inc.

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About James Garfield Carville

James Garfield Carville is a registered representative with Capital Client Group, Inc. James Garfield Carville has been in the securities industry since October 24, 1992. James Garfield Carville has passed the Series 6, 7, 3, and SIE examinations. James Garfield Carville is also registered with the state of California as an investment advisor representative. Prior to joining Capital Client Group, Inc., James Garfield Carville worked at BlackRock/Barclays and American Funds.

Firm Information

James Carville is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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James Carville’s Registration & Firm History

CA

06/20/2016 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

10/16/2012 - 05/17/2016

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

07/28/2006 - 11/14/2012

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

CA

01/27/1999 - 06/28/2006

T. ROWE PRICE INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)

NJ

04/11/1995 - 12/04/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MD

05/08/1992 - 02/14/1995

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

IA

Issued 06/02/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2008

Series 3 - National Commodity Futures Examination

BC

Issued 04/20/1995

Series 7 - General Securities Representative Examination

BC

Issued 05/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Garfield Carville.
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