Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames G Schmidt is a financial advisor with over 15 years of experience in the industry. James currently works with Franklin Distributors, LLC, a firm based in Baltimore, MD. Prior to joining Franklin Distributors, LLC, James was registered with Hatteras Capital and Mercantile Investment Services, Inc. James is licensed in 52 states and holds Series 7, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
05/28/2009 - Present
Franklin Distributors, LLC (BALTIMORE MD)
NC
09/26/2007 - 01/02/2009
HATTERAS CAPITAL (RALEIGH NC)
MD
06/06/2005 - 04/10/2007
MERCANTILE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 07/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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