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James G Marini

Empower Financial Services, Inc.

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About James G Marini

James G. Marini is a financial advisor at Empower Financial Services, Inc. based in Andover, MA. James has over 20 years of experience in the financial services industry. James holds the Series 7, Series 6, Series 63 and Series 65 licenses. James is registered in several states, including California, Connecticut, Delaware, District of Columbia, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Texas, Vermont, and Virginia. Before joining Empower, James worked at VOYA FINANCIAL PARTNERS, LLC, NFP SECURITIES, INC., CITISTREET ADVISORS LLC, and STATE STREET CAPITAL MARKETS, LLC.

Firm Information

James Marini is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Marini’s Registration & Firm History

MA

12/04/2019 - Present

Empower Financial Services, Inc. (ANDOVER MA)

MA

10/12/2009 - 12/02/2019

VOYA FINANCIAL PARTNERS, LLC (BRAINTREE MA)

MA

11/07/2007 - 09/11/2009

NFP SECURITIES, INC. (QUINCY MA)

MA

01/04/2002 - 08/07/2007

CITISTREET ADVISORS LLC (QUINCY MA)

MA

08/01/2000 - 12/05/2001

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

IA

Issued 05/31/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/31/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James G Marini.
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