Unclaimed
James Damon is a registered representative with Quasar Distributors, LLC in Portland, ME. James has been in the financial industry since May 2011, and is licensed in all 50 states. James holds a Series 3, 7, 30, and 63 licenses and a SIE designation. Before joining Quasar Distributors, LLC, James was registered with COMPASS DISTRIBUTORS, LLC, AQR INVESTMENTS, LLC, and FUNDS DISTRIBUTOR, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
12/01/2022 - Present
Quasar Distributors, LLC (Portland ME)
ME
10/13/2021 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
CA
09/20/2019 - 04/13/2021
AQR INVESTMENTS, LLC (Santa Monica CA)
CA
10/20/2010 - 09/06/2019
FUNDS DISTRIBUTOR, LLC (BERKELEY CA)
BC
Issued 11/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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