Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames G. Armistead III is a financial advisor with Wells Fargo Clearing Services, LLC. James G. Armistead III has been a registered representative in the financial services industry since 1997. James G. Armistead III has passed the Series 7, Series 63, Series 66, and SIE exams. James G. Armistead III has experience working with a variety of clients, including individuals, businesses, charitable organizations, and insurance companies. James G. Armistead III specializes in investment consulting services, financial planning, pension consulting, and portfolio management. James G. Armistead III is also a registered investment advisor in Missouri. James G. Armistead III was previously registered with First Clearing, LLC, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/01/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/11/2016 - 11/02/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/01/2008 - 04/17/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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